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Volume 28, Issue 6, Pages 377-378 (July 2005)


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Transparency of Research Methods: Proud to be a Naked Emperor

Claire Johnson, DC, MSEd

Article Outline

Publication Bias, Politics, and Clouded Publication Processes

Clinical Trial Registries

Fear of Being Naked

Conclusion

References

Copyright

In Hans Christian Andersen's story, The Emperor's New Clothes, an emperor was duped into believing that he was wearing beautiful clothes that were invisible to those who were foolish and ignorant. The emperor paraded throughout the town thinking that he looked magnificent until an innocent child pointed out to everyone that he was naked. What if we rewrote the story so that the emperor chose to disclose honestly to all he served and was commended for choosing to be naked?

What if the scientific community chose to disclose honestly to all it served and was proud to provide transparency of research methods, funding sources, and potential conflicts of interest? If this were to happen, research consumers would know what had actually occurred with each research study. They would know that information was not withheld, altered, or destroyed; that any political or financial influences were clearly declared; and that the study that was originally planned was completed with the appropriate findings published. Implementation of better methods for research transparency may help society regain its trust in science.1

Certainly, the responsibility for upholding transparency falls upon many shoulders: researchers, funding bodies, commercial enterprises, publishers, editors, peer reviewers, and the like.2 Before we can recognize what needs to be revealed or made transparent, the obstacles clouding the issue should be identified. A few obstacles to consider are described here.

Publication Bias, Politics, and Clouded Publication Processes 

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Publication bias (ie, studies with positive results are more likely to be published or given priority in publication) may result in misleading conclusions.2, 3, 4 If only selected articles are published, such as those reporting positive results, then essential articles are left out of the literature.4, 5 In addition, if articles about one treatment are published, but articles about potentially better, safer, or more cost-effective treatment are not, the missing information could have a considerable impact on health policy decisions and the application of care to patients. In a time when we call for evidence-based practice methods, we are at risk for causing harm if all information is not provided in order for stakeholders to make informed decisions.2

Although considered inappropriate, there are reasons not to disclose or publish studies. The author of a study with negative or inconclusive findings may not complete the project, for fear it would not be accepted by a journal or that the author would not receive continued funding from a funding source.2 As well, a researcher may terminate a study because the findings do not align with or prove his own point of view.

A political group, funding body, or those with commercial interests, may put pressure on a researcher to abandon a study if the results do not support the organization's financial or political gain. If this occurs, the results of such a study would be unknown and inaccessible.6 Alternatively, a researcher may be pressured into modifying study results so that the results appear positive, when in reality, they are not (eg, through data alteration, changing the research hypothesis, including only subsets of data, etc).

A decision not to publish may also occur after a manuscript has been submitted to a journal. A study with negative (ie, acceptance of the null hypothesis) or inconclusive findings may not receive high priority from some editors or may receive reviews that are based on the outcome instead of the merit and scientific integrity of the study.4, 7 The International Committee of Medical Journal Editors' guidelines suggest that there is an obligation for editors to seriously consider the publication of negative studies.8

Clinical Trial Registries 

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Efforts should be made to reduce, prevent, or avoid reasons for clouding publication processes, and one of these actions is the promotion and use of clinical trial registries.2, 9 The concept of clinical trial registries is not new; they were described in the 1970s during the creation of registers intended to assist patients in entering a trial, to help physicians know what was available, and to provide scientists a source of human subjects for their trials.2 To promote these same efforts 30 years later, the International Committee of Medical Journal Editors' guidelines state that clinical trials should be included in a clinical trial registry to be considered for publication in a biomedical journal (for trials recruiting patients on or after July 1, 2005).8, 10 This stance promotes the development of a comprehensive, publicly accessible clinical trials database.

The benefits of having clinical trials registered include the following: trials will be accounted for; prevention of duplication of research efforts; increased access and human participation in trials; treatment decisions based potentially on all available evidence; ethical obligation to participants, patients, researchers, and funding bodies will be fulfilled; facilitation of collaboration of research efforts; and transparency of the research process.2, 6 Some may argue that chiropractic or alternative health care research does not belong in clinical trial registries; however, the arguments for inclusion of these studies, as stated above, are compelling. Web sites relating to clinical trial registries are listed in Table 1.

Fear of Being Naked 

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Some may be fearful of research transparency and the use of clinical trial registries. Certainly, there are many arguments surrounding these issues, but one subversive motivator for some stakeholders is secrecy. In disclosing information about research, there may be a fear of “big brother” knowing what is occurring with a research agenda or a fear of funding termination. Being included in a clinical trial registry may create fear of other scientists “stealing” ideas and research plans or that another company may steal trade secrets. However, we must ask if the benefits of secrecy outweigh the risks to public health.

If one agrees that decisions in patient care and health care policy should be made using all available quality evidence, then transparency seems to be a logical solution. Clinicians, policy makers, scientists, and patients may make better informed decisions knowing if a procedure or technique has no advantage over another, if it is not as good as another, or if it is harmful.2, 6

Whittington et al11 showed the potentially devastating results of not publishing research findings. Their investigation compared published and unpublished data of pediatric antidepressant selective serotonin reuptake inhibitors clinical trial data. When looking at the published data alone, the benefits of taking these medications outweighed the risks. However, when the unpublished data were included in weighing the evidence, the findings showed the risks outweighed the benefits. This study showed that not having all information might lead to errors in patient management for this group of patients who were at risk for suicide. This is one example that supports why some consider it unethical not to publish findings from scientific investigations.

Conclusion 

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The publication world is becoming more complex, and there are no simple solutions. Being aware of potential pitfalls, setting clear policy about publication guidelines, encouraging clinical trials to be recognized through registration/publication, and promoting honest reporting in the health care literature may help to improve transparency.2, 4, 6 In spite of the risks that are inherent to transparency, we need to consider what might happen if we do not take this risk. Ultimately, we should consider being honored to be a naked emperor by encouraging transparency of publication. We owe this action to those who access health care information and to those it ultimately affects, our patients.

References 

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1. 1Martinson BC, Anderson MS, de Vries R. Scientists behaving badly. Nature. 2005;435:737–738. CrossRef

2. 2Dickersin K, Rennie D. Registering clinical trials. JAMA. 2003;290:516–523. CrossRef

3. 3Dubben HH, Beck-Bornholdt HP, Systematic review of publication bias in studies on publication bias. BMJ. doi:10.1136/bmj.38478.497164.F7 (published 3 June 2005).

4. 4Chan AW, Altman DG. Identifying outcome reporting bias in randomised trials on PubMed: review of publications and survey of authors. BMJ. 2005;330:753.

5. 5Sutton AJ, Duval SJ, Tweedie RL, Abrams KR, Jones DR. Empirical assessment of effect of publication bias on meta-analyses. BMJ. 2000;320:1574–1577.

6. 6Tonks A. Registering clinical trials. BMJ. 1999;319:1565–1568.

7. 7Olson CM, Rennie D, Cook D, Dickersin K, Flanagin A, Hogan JW, et al. Publication bias in editorial decision making. JAMA. 2002;287:2825–2828. MEDLINE | CrossRef

8. 8International Committee of Medical Journal Editors (ICMJE) [homepage on the Internet] . Uniform requirements for manuscripts submitted to biomedical journals: writing and editing for biomedical publication. [Updated October 2004; cited 2005 June 7]. Available from: http://www.ICMJE.org.

9. 9Krleza-Jeric K, Chan AW, Dickersin K, Sim I, Grimshaw J, Gluud C. Principles for international registration of protocol information and results from human trials of health related interventions: Ottawa statement (part 1). BMJ. 2005;330:956–958.

10. 10De Angelis CD, Drazen JM, Frizelle FA, Haug C, Hoey J, Horton R, et al. Is this clinical trial fully registered? A statement from the International Committee of Medical Journal Editors. Lancet. 2005;365:1827–1829. Full Text | Full-Text PDF (45 KB) | CrossRef

11. 11Whittington CJ, Kendall T, Fonagy P, Cottrell D, Cotgrove A, Boddington E. Selective serotonin reuptake inhibitors in childhood depression: systematic review of published versus unpublished data. Lancet. 2004;363:1341–1345. Abstract | Full Text | Full-Text PDF (86 KB) | CrossRef

PII: S0161-4754(05)00177-6

doi:10.1016/j.jmpt.2005.06.016


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