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Original article| Volume 30, ISSUE 6, P408-418, July 2007

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The Benefits Outweigh the Risks for Patients Undergoing Chiropractic Care for Neck Pain: A Prospective, Multicenter, Cohort Study

      Abstract

      Objective

      This study describes both positive clinical outcomes and adverse events in patients treated for neck pain by a chiropractor.

      Methods

      This study was a prospective, multicenter, observational cohort study. Patients with neck pain of any duration who fulfilled the inclusion criteria were recruited in a practice-based study. Data were collected on the patients and from the chiropractors at baseline, the first 3 visits, and at 3 and 12 months. Clinical outcome measures included (1) neck pain in the 24 hours preceding the visit, (2) neck disability, (3) treatment satisfaction, (4) global assessment, and (5) adverse events. Recovery was defined as “completely improved” or “much better” using the global assessment scale. An adverse event was defined as either a new related complaint or a worsening of the presenting or existing complaint by >30% based upon an 11-point numerical rating scale.

      Results

      In all, 79 chiropractors participated, recruiting 529 subjects, representing 4891 treatment consultations. Follow-up was possible for 90% and 92%, respectively, at 3 and 12 months. Most patients had chronic, recurrent complaints; mild to moderate disability of the neck; and a mild amount of pain at baseline; and two thirds had sought previous care for the presenting complaint in the preceding 6 months. Adverse events after any of the first 3 treatments were reported by 56%, and 13% of the study population reported these events to be severe in intensity. The most common adverse events affected the musculoskeletal system or were pain related, whereas symptoms such as tiredness, dizziness, nausea, or ringing in the ears were uncommon (<8%). Only 5 subjects (1%) reported to be much worse at 12 months. No serious adverse events were recorded during the study period. Of the patients who returned for a fourth visit, approximately half reported to be recovered, whereas approximately two thirds of the cohort were recovered at 3 and 12 months.

      Conclusion

      Adverse events may be common, but are rarely severe in intensity. Most of the patients report recovery, particularly in the long term. Therefore, the benefits of chiropractic care for neck pain seem to outweigh the potential risks.

      Key Indexing Terms

      Neck pain is a common and costly complaint in Western society.
      • Borghouts JA
      • Koes BW
      • Vondeling H
      • Bouter LM
      Cost-of-illness of neck pain in the Netherlands in 1996.
      • Cote P
      • Cassidy JD
      • Carroll L
      The Saskatchewan Health and Back Pain Survey. The prevalence of neck pain and related disability in Saskatchewan adults.
      Studies of manipulation for nonspecific neck pain have suggested that manipulation is an effective therapy, particularly when combined with exercise.
      • Gross AR
      • Hoving JL
      • Haines TA
      • et al.
      A Cochrane review of manipulation and mobilization for mechanical neck disorders.
      • Hoving JL
      • Koes BW
      • de Vet HC
      • et al.
      Manual therapy, physical therapy, or continued care by a general practitioner for patients with neck pain. A randomized, controlled trial.
      However, as with other interventions for the treatment of neck pain, such as nonsteroidal anti-inflammatory drug use,
      • Gabriel SE
      • Jaakkimainen L
      • Bombardier C
      Risk for serious gastrointestinal complications related to use of nonsteroidal anti-inflammatory drugs. A meta-analysis.
      • Ofman JJ
      • MacLean CH
      • Straus WL
      • et al.
      A metaanalysis of severe upper gastrointestinal complications of nonsteroidal antiinflammatory drugs.
      • Hallas J
      • Lauritsen J
      • Villadsen HD
      • Gram LF
      Nonsteroidal anti-inflammatory drugs and upper gastrointestinal bleeding, identifying high-risk groups by excess risk estimates.
      cervical spine manipulation is not without adverse events. On the one hand, cases of stroke following cervical spine manipulation are rare but well-documented,
      • Assendelft WJ
      • Bouter LM
      • Knipschild PG
      Complications of spinal manipulation: a comprehensive review of the literature.
      • Dziewas R
      • Konrad C
      • Drager B
      • Evers S
      • Besselmann M
      • Ludemann P
      • et al.
      Cervical artery dissection—clinical features, risk factors, therapy and outcome in 126 patients.
      • Haldeman S
      • Kohlbeck FJ
      • McGregor M
      Risk factors and precipitating neck movements causing vertebrobasilar artery dissection after cervical trauma and spinal manipulation.
      whereas on the other hand, much less is known about the much more common adverse, but benign, events.
      Previous observational studies have shown that adverse events, such as increased pain or stiffness and, to a lesser degree, radiating symptoms and headache, following manipulative treatment to the neck and/or back are relatively common, mild in intensity, and self-limiting.
      • Barrett AJ
      • Breen AC
      Adverse effects of spinal manipulation.
      • Cagnie B
      • Vinck E
      • Beernaert A
      • Cambier D
      How common are side effects of spinal manipulation and can these side effects be predicted?.
      • Leboeuf-Yde C
      • Hennius B
      • Rudberg E
      • Leufvenmark P
      • Thunman M
      Side effects of chiropractic treatment: a prospective study.
      • Senstad O
      • Leboeuf-Yde C
      • Borchgrevink C
      Frequency and characteristics of side effects of spinal manipulative therapy.
      • Hurwitz EL
      • Morgenstern H
      • Vassilaki M
      • Chiang LM
      Adverse reactions to chiropractic treatment and their effects on satisfaction and clinical outcomes among patients enrolled in the UCLA Neck Pain Study.
      Only one previous study has specifically targeted cervical spine manipulation and examined the relationship of these adverse events to positive outcome measures. That study concluded that subjects with adverse events were less satisfied with care, perceived less improvement in their neck symptoms, and had more pain and disability at all follow-up measurements.
      • Hurwitz EL
      • Morgenstern H
      • Vassilaki M
      • Chiang LM
      Adverse reactions to chiropractic treatment and their effects on satisfaction and clinical outcomes among patients enrolled in the UCLA Neck Pain Study.
      In contrast, studies of low back pain involving manipulation have identified certain adverse events as a positive predictor of outcomes.
      • Axen I
      • Rosenbaum A
      • Robech R
      • Wren T
      • Leboeuf-Yde C
      Can patient reactions to the first chiropractic treatment predict early favorable treatment outcome in persistent low back pain?.
      • Axen I
      • Rosenbaum A
      • Robech R
      • Larsen K
      • Leboeuf-Yde C
      The Nordic back pain subpopulation program: can patient reactions to the first chiropractic treatment predict early favorable treatment outcome in nonpersistent low back pain?.
      It must be noted here that various terms have been used in previous literature to describe adverse events following chiropractic treatments, such as unpleasant reactions, side effects, or adverse reactions. However, according to international clinical trial terminology, the established term for this phenomenon is adverse events and is the term that will be used further throughout this article. This has been further operationally defined in the “Methods” section.
      The primary objective of this present report, therefore, is to describe both positive clinical outcomes and adverse events following the first 3 treatments in a large cohort presenting with neck pain to 79 chiropractors. A secondary objective is to describe the sociodemographic and clinical profile of these subjects.

      Methods

      Study Design and Source Population

      A prospective, multicenter, practice-based cohort study was conducted for patients with neck pain. Subjects who fulfilled the inclusion criteria (defined below) were recruited by chiropractors in their private clinics throughout the Netherlands and were followed up after 3 and 12 months. Each participating chiropractor was asked to recruit 10 consecutive new patients.

      Recruitment of Chiropractors and Subjects

      Chiropractor Inclusion Criteria and Recruitment

      All 189 chiropractors who were members in good standing of the Netherlands Chiropractors' Association were invited to participate. Participants were required to carry out the examination and treatment personally. Chiropractors undergoing their internship were excluded. Recruitment was pursued by means of a flyer mailed to all members of the Netherlands Chiropractors' Association, by personal invitation, and through a presentation at a national chiropractic association meeting.

      Patient Inclusion and Exclusion Criteria

      All new patients between the ages of 18 and 65 years with neck pain of any duration who had not undergone chiropractic care or manual therapy in the prior 3 months were eligible for recruitment. In this report, neck pain includes those with neck and neck-related pain, that is, cervicothoracic and/or periscapular pain. Although inclusion was based upon a primary complaint of neck pain, patients who also had pain in other areas were not excluded. Patients were required to have a basic understanding of the Dutch language and be able to independently complete the series of questionnaires. Subjects were recruited between September 1, 2004, and April 15, 2005.
      Subjects were excluded if they had a red flag (eg, suspected infection, fracture, tumor, metastasis, or intravenous drug use) or any other condition thought to be a contraindication for cervical spine manipulation (eg, luxation or instability of the vertebral articulations). This was left to the judgment of the chiropractor.
      In order to check for possible recruitment bias during the inclusion phase, a sample was taken in 5 practices in which the number of subjects recruited to the study was cross-checked with the actual number of eligible patients during the recruitment period. The total number of new patients seen in these practices during this period was also recorded. Selection of these practices was based upon geographic proximity to the research center.

      Study Protocol

      Prior to the start of data collection, a number of training sessions were conducted with the chiropractors throughout the country to present the study methods, increase consistency among chiropractors in applying these, and limit problems associated with patient recruitment. Both the chiropractor and his/her assistant(s) were asked to attend.

      Data Collection and Clinical Outcome Variables

      Procedure

      Data were collected from patients within individual practices by means of a self-administered questionnaire at baseline and before treatment at the second and fourth visits. In order to increase the response rate, patients were also provided with an envelope in which to place their completed questionnaires. All forms were precoded in order to ensure anonymity. Additional follow-ups were conducted from a central data collection center at the university at 3 and 12 months using postal questionnaires. If the participant failed to respond to a written reminder at 12 months, a shortened structured telephone interview was conducted. This interview consisted of 5 questions regarding pain, perceived recovery, and treatment satisfaction. The clinical outcome measures used throughout the study were pain and disability,
      • Bolton JE
      • Wilkinson RC
      Responsiveness of pain scales: a comparison of three pain intensity measures in chiropractic patients.
      • Potter RG
      • Jones JM
      • Boardman AP
      A prospective study of primary care patients with musculoskeletal pain: the identification of predictive factors for chronicity.
      • Heijmans WFGJ
      • Lutke Schipholt HJA
      • Elvers JWH
      • Oostendorp RA
      Neck Disability Index Dutch version (NDI-DV) bij chronische “whiplash” patienten: onderzoek naar de betrouwbaarheid.
      perceived recovery,
      • Macfarlane GJ
      • Thomas E
      • Croft PR
      • Papageorgiou AC
      • Jayson MI
      • Silman AJ
      Predictors of early improvement in low back pain amongst consulters to general practice: the influence of pre-morbid and episode-related factors.
      • Beurskens AJ
      • de Vet HC
      • Koke AJ
      • Lindeman E
      • van der Heijden GJ
      • Regtop W
      • et al.
      A patient-specific approach for measuring functional status in low back pain.
      • Feinstein AR
      Clinimetrics.
      treatment satisfaction,
      • Hurwitz EL
      • Morgenstern H
      • Vassilaki M
      • Chiang LM
      Adverse reactions to chiropractic treatment and their effects on satisfaction and clinical outcomes among patients enrolled in the UCLA Neck Pain Study.
      • Hurwitz EL
      • Morgenstern H
      • Vassilaki M
      • Chiang LM
      Frequency and clinical predictors of adverse reactions to chiropractic care in the UCLA neck pain study.
      and adverse events (or concomitant symptoms) following treatment.

      Chiropractor

      Chiropractors completed a questionnaire administered once at the beginning of the study relating to basic sociodemographic information concerning himself/herself and treatment practices (eg, years of experience, types of techniques and/or therapies commonly used).

      Patient

      Pain, Disability, and Recovery

      At all points of data collection, an 11-point numerical rating scale (NRS) was used to assess pain in the 24 hours preceding the visit. Disability was also measured at these times using the Neck Disability Index (NDI); however, disability was not recorded at the second visit.
      • Vernon H
      • Mior S
      The Neck Disability Index: a study of reliability and validity.
      • Vernon H
      The Neck Disability Index: patient assessment and outcome monitoring in whiplash.
      The NDI has been demonstrated to be a sensitive and valid instrument.
      • Hains F
      • Waalen J
      • Mior S
      Psychometric properties of the Neck Disability Index.
      Perceived recovery was measured at all follow-up times and scored using a 6-point Likert scale, as follows: (1) “completely improved,” (2) “much better,” (3) “somewhat better,” (4) “unchanged,” (5) “somewhat worse,” and (6) “much worse.” Those subjects who were either “completely improved” or “much better” were considered to be “recovered.”

      Treatment Satisfaction

      Satisfaction was measured at the fourth visit and at 3 and 12 months using a 10-item instrument
      • Cherkin D
      • Deyo RA
      • Berg AO
      Evaluation of a physician education intervention to improve primary care for low-back pain. II. Impact on patients.
      that was used in a prior study of adverse events to cervical spine manipulation.
      • Hurwitz EL
      • Morgenstern H
      • Vassilaki M
      • Chiang LM
      Adverse reactions to chiropractic treatment and their effects on satisfaction and clinical outcomes among patients enrolled in the UCLA Neck Pain Study.
      • Hurwitz EL
      • Morgenstern H
      • Vassilaki M
      • Chiang LM
      Frequency and clinical predictors of adverse reactions to chiropractic care in the UCLA neck pain study.
      Two other questions were also posed at these same time intervals: (1) “How satisfied are you with the treatment by your chiropractor?” (11-point NRS, ranging from “very dissatisfied” to “very satisfied”) and (2) “Would you visit a chiropractor again with this or a similar complaint?” (yes/no).

      Adverse Events

      The following symptoms were assessed at every time interval, except items 1 and 2, which were not measured at baseline because they relate only to the previously administered treatment: (1) increased pain/stiffness at the treated area, (2) increased pain/stiffness in another treatment-related area, (3) headache, (4) tiredness/fatigue, (5) radiating pain in the arm or hand, (6) dizziness or light-headedness, (7) nausea, (8) ringing in the ears, (9) confusion or disorientation, (10) depression or fear, and (11) any other not specified reaction. Adverse events were measured using a similar questionnaire as in the Scandinavian studies.
      • Leboeuf-Yde C
      • Hennius B
      • Rudberg E
      • Leufvenmark P
      • Thunman M
      Side effects of chiropractic treatment: a prospective study.
      • Senstad O
      • Leboeuf-Yde C
      • Borchgrevink C
      Frequency and characteristics of side effects of spinal manipulative therapy.
      • Senstad O
      • Leboeuf-Yde C
      • Borchgrevink CF
      Side-effects of chiropractic spinal manipulation: types frequency, discomfort and course.
      Intensity of adverse events was also graded using an 11-point NRS. At the second visit, patients were queried about any potential events following the first visit. In the data analysis, an adverse event reported at the second visit was defined as either (1) a new related complaint that was not present at baseline or (2) a worsening of the presenting complaint or an existing complaint by >30% compared with baseline. Thirty percent was chosen as a cutoff because it has been demonstrated that this represents a minimally clinically important difference on an 11-point NRS.
      • Farrar JT
      • Young JP
      • LaMoreaux L
      • Werth JL
      • Poole RM
      Clinical importance of changes in chronic pain intensity measured on an 11-point numerical pain rating scale.
      At the fourth visit, patients were queried about any events following the second or third visit. A similar definition was used to define adverse events at the fourth visit as the second visit; however, at the fourth visit, the comparison was made with the second visit, not baseline. Intense adverse events were defined as any adverse event fulfilling our definition of an adverse event and that also scored ≥8 in intensity on the 11-point NRS. This term must not be confused with serious adverse events, which refer to events resulting in death, life-threatening situations, the need for admittance to a hospital, or temporary or permanent disability.
      The following were also assessed at baseline: age, sex, sociodemographics, and the nature and severity of the presenting complaint. Patients were also queried about previous chiropractic, manual therapy, and medical care for the same or similar complaints. Fear of, or apprehension concerning, the treatment and treatment expectation were also assessed using 11-point NRS scales. Health status was measured on a 100-point vertical scale, ranging from worst (0) to best (100) possible health; and fear of movement or reinjury was measured through the 17-item Tampa Scale for Kinesiophobia.
      • Vlaeyen JW
      • Kole-Snijders AM
      • Boeren RG
      • van Eek H.
      Fear of movement/(re)injury in chronic low back pain and its relation to behavioral performance.

      Intervention

      The treatment was left to the discretion of the chiropractor. The type of manipulative and/or mobilization technique used was recorded on standardized forms immediately following the first and third treatment, as well as the use of any adjunct therapy, the number of adjustments given, the area that was treated, whether the chiropractor considered that rotation was used, and whether multiple manipulative attempts were directed at a single segment.

      Approval

      The study was approved by the Institutional Review Board of the Vrije University Medical Centre, Amsterdam, the Netherlands. Informed consent was not required because this is an observational study.

      Statistical Methods

      Mean values and standard deviation (SD) were calculated for continuous variables. These variables were also examined for skewness and kurtosis; and where relevant, medians and interquartile ranges (IQRs) were presented instead of the mean. Frequency distributions were calculated for categorical variables. For reporting of many of the baseline variables, there were few missing values (<5% of cohort); therefore, in many cases, only a percentage is reported. Response-function imputation was used for missing data for the disability questionnaire, the Tampa Scale for Kinesiophobia, and the patient satisfaction scale when ≤50% of the data was missing, although this was only necessary for a small percentage of patients; and in most cases, ≤10% of the data was missing.
      • van Ginkel JR
      • van der Ark LA
      SPSS syntax for missing value imputation in test and questionnaire data.
      Imputation was performed separately for each of the aforementioned questionnaires and based the correlation between each variable with a missing value with the other responses in those questionnaires. All data were analyzed in SPSS version 12.0 (SPSS Inc, Chicago, Ill). Accuracy of the entered data was checked using a random sample of 25 patients. The baseline data entry form was used, which contained 94 variables. Two data entry mistakes were discovered, resulting in an error of 0.1%; and it was concluded that the data had been accurately entered.

      Results

      Participating Chiropractors

      In total, 79 chiropractors (79 of 190; 42% of the available population) participated in the study. Reasons among the chiropractors for not participating included residing outside the country (n = 2), pregnancy leave (n = 3), retiring (n = 3), not interested (n = 4), and did not regularly perform manipulative techniques (n = 2). One chiropractor was excluded because of pending statutory problems. The remaining 96 did not respond to various requests. Three chiropractors who agreed to participate did not recruit any patients. Of those who did recruit subjects, each chiropractor recruited 7.6 ± 2.9 (mean ± SD) patients.

      Study Population

      During the 7-month recruitment period, 579 patients were recruited. Fifty subjects were excluded for various reasons (Fig 1), resulting in a cohort of 529 subjects. Ninety-six percent and 87% of the study population returned for a second and fourth visit, respectively, whereas 90% and 92% responded to the long-term follow-up at 3 and 12 months, respectively. Twelve percent of the 92% that responded at 12 months were evaluated using the shortened telephone assessment instead of completing the written questionnaire. Potential response bias was assessed in order to compare responders to nonresponders. However, an analysis at 3 and 12 months showed no obvious differences between these 2 groups in the baseline variables. A total of 4891 treatment consultations were registered during the 12-month period, and chiropractors delivered 9.3 ± 5.3 (mean ± SD; median, 8.0; range, 0-38) treatments per patient. Almost all patients (90%) returned for a second visit within 8 days of the first visit, and 90% returned for a fourth visit within 6 weeks of the first visit.
      Figure thumbnail gr1
      Fig 1Flowchart demonstrating recruitment and follow-up throughout the study period.

      Baseline Characteristics for the Chiropractors

      The participating chiropractors were 37.6 ± 9.4 years old (mean ± SD; range, 22-74) and had 10.2 ± 6.3 years of experience (mean ± SD; median, 9.5; range, 1-28 years). Most were male (65%), had received their chiropractic education at a European institution (66%), worked full-time (96%), and regularly used the following techniques (in hierarchal order, from more to less common): diversified manipulation (a high-velocity, low-amplitude manipulative technique commonly used by chiropractors), Activator (a hand-held, spring-loaded instrument designed to deliver a measured force), soft-tissue massage or trigger point therapy, and/or mobilization.

      Baseline Characteristics for the Patients

      Sociodemographic and clinical baseline characteristics are presented in Table 1. The recruited subjects were predominantly female, middle-aged, had a high school or technical school education, and were employed. Most of the patients had a chronic complaint that was intermittent in nature, had morning pain, had at least one prior episode related to the complaint, and were not currently using any medication. Two thirds had seen a general practitioner for the presenting complaint, and approximately one fifth had seen a specialist in the 6 months prior to a visit to the chiropractor. Approximately one third had undergone prior chiropractic care or manual therapy ever. The subjects had little fear of, or apprehension concerning, the treatment (median, 0; IQR, 0-2), expected the treatment to be effective (mean, 7.0; SD, 2.0), and were generally healthy (mean, 67.8; SD, 17.2), whereas most (87%) had mild to moderate disability. Only 7% had a high level of kinesiophobia (mean, 34.1; SD 6.2).
      • Swinkels-Meewisse I
      Pain-related fear in acute low back pain. The prognostic impact on performance, disability, and participation.
      Table 1Sociodemographic and clinical baseline characteristics for patients in the Netherlands chiropractic neck pain cohort study (n = 529)
      Sociodemographic variablesPercentage (%)
      Sex, female69.0
      Age, y (mean, SD)41.2 (11.5)
      Highest level of education achieved
       Elementary school4.8
       High school31.4
       Technical school55.0
       University or postgraduate education8.8
      Employment status
       Full-time (>32 h/wk)44.2
       Part-time33.3
       Not working (including unemployed, housewives)12.2
       Sick leave or workers compensation7.2
       Retired3.1
      Clinical baseline variables
      Duration of the presenting complaint
       1 d-<4 wk8.4
       4-12 wk16.8
       >12 wk-1 y23.2
       >1 y51.6
      Self-assessed health trend regarding the presenting complaint
       Getting better4.6
       Getting worse21.2
       Staying the same26.1
       Rather varied48.1
      Previous episode with this complaint (% yes)71.6
      Radiating pain in an upper extremity (% yes)52.0
      Paresthesia and/or “dead” feeling in an upper extremity (% yes)39.3
      Morning pain related to the chief complaint (% yes)70.1
      Night pain related to the chief complaint (% yes)36.9
      Presently involved in judicial proceedings in regard to this complaint (% yes)2.5
      Medication use
       None65.8
       Over-the-counter pain medication5.5
       Prescription pain medication6.2
       Other prescription (nonpain) medication21.9
      Bruxism (% yes)24.2
      Who have you seen for this complaint? (% yes)
      Multiple answers possible.
       General practitioner66.9
       Specialist18.9
       Chiropractor or manual therapist36.7
       Physical therapist25.5
       Cesar/Mensendieck therapy (ie, postural and exercise therapy)3.4
       Acupuncturist2.6
       Other doctor or therapist than those mentioned above10.4
      a Multiple answers possible.

      Concomitant Symptoms at All Measurement Periods

      At baseline, 94% of the patients had at least one concomitant symptom other than neck pain; and half of the cohort had 3 or more other symptoms (Table 2). Twenty-two percent rated at least one of these symptoms as severe in intensity (≥8 on the 11-point NRS scale). The most common symptoms were headache, tiredness, dizziness, or radiating pain, and less frequently, nausea or ringing in the ears. At the second and fourth visits, only 34% and 22%, respectively, of the cohort had concomitant symptoms. At 3 and 12 months, when most patients had likely discontinued care or had been discharged, the estimated prevalence of these concomitant symptoms approached the baseline values once again.
      Table 2Concomitant symptoms reported at baseline and throughout the study period
      Type of other symptom and severity of the complaint
      Responses are ordered according to prevalence at baseline from highest to lowest.
      Baseline (n = 529) (%)2nd visit (n = 509) (%)4th visit (n = 458) (%)3 mo (n = 476) (%)12 mo (n = 485) (%)
      Tiredness or fatigue77.322.014.066.066.1
      Headache75.426.216.071.871.5
      Dizziness or light-headedness60.018.110.648.953.5
      Radiating pain52.018.914.155.755.3
      Nausea34.811.85.721.421.0
      Depression or fear28.64.83.122.722.2
      Confusion or disorientation27.36.74.822.119.8
      Ringing in the ears23.09.97.129.829.5
      Other symptoms2.64.75.85.5
      Median no. of symptoms per patient (IQR)3 (2-5)0 (0-2)0 (0-0)2 (1-5)2 (0-4)
      En dash (–) indicates unrecorded data.
      a Responses are ordered according to prevalence at baseline from highest to lowest.

      Treatment Techniques and Type of Care Delivered

      The treatment techniques and other therapies used at the first and third visits are presented in Table 3. The principal techniques used at the first and third visits were diversified, soft-tissue or trigger point therapy, Activator, and mobilization. Most patients (85%) underwent an upper or lower cervical spine manipulation at both the first and third visits. In almost all subjects (97%), a manipulative technique (ie, diversified, Activator, Gonstead, or toggle-recoil) was used at any of the first 3 treatments; and occasionally, chiropractors used multiple manipulative attempts directed at the same segment.
      Table 3Treatment techniques used, therapies performed, and other treatment parameters recorded at the first and third treatments
      Techniques, therapies, and other treatment parameters1st visit (n = 529) (%)3rd visit (n = 458) (%)
      Technique used (% yes)
      Responses are ordered according to prevalence at the first visit, from highest to lowest.
      Multiple responses possible.
       Diversified78.376.7
       Soft-tissue or Nimmo (trigger point therapy)28.933.8
       Activator15.119.7
       Traction12.312.9
       Gonstead11.08.7
       Mobilization9.312.3
       Sacrooccipital technique or cranial technique4.75.3
       Toggle2.62.8
      Other therapies used (% yes)
      Responses are ordered according to prevalence at the first visit, from highest to lowest.
      Multiple responses possible.
       Exercise advice35.724.8
       Heat or ice17.411.5
       Other technique or therapy (eg, acupuncture, homeopathy, heel lifts, Thompson drop)17.317.6
       Dietary advice5.32.1
      Total no. of adjustments given in the neck
       None15.29.6
       125.220.3
       2-349.660.2
       >310.010.0
      Treated area
      Multiple responses possible.
       Upper cervical spine (C0-C2)49.948.8
       Mid-lower cervical spine (C3-C7)53.757.3
       Upper thoracic spine (T1-4)53.952.4
       Mid-lower thoracic spine (T5-T12)40.134.0
       Lumbar spine13.416.8
       Pelvis/sacrum23.418.9
      Rotation was used during the treatment (% yes)56.658.8
      Multiple manipulative attempts were performed during the treatment at the same segment (% yes)16.919.5
      a Responses are ordered according to prevalence at the first visit, from highest to lowest.
      b Multiple responses possible.

      Clinical Outcome Measures

      The clinical outcome measures are presented for all time intervals in Table 4. Pain and disability of the neck steadily decreased up to 3 months, but there was no further improvement at 12 months. Approximately one fifth (21%, n = 105 of 509) and one half of the subjects (48%, n = 219 of 458) were recovered from their presenting complaint at the second and fourth visit, respectively, whereas approximately two thirds (65%, n = 308 of 476; 64%, n = 310 of 485) were recovered at 3 and 12 months, respectively. Of those recovered at 3 months, 18% (n = 55 of 308) were no longer recovered at 12 months; and of those not yet recovered at 3 months, 30% (n = 49 of 165) went on to recover at 12 months. Therefore, although the overall percentage of recovery at 3 and 12 months was approximately the same for the study population, at 3 months, some subjects continued to improve, whereas others that were recovered had recurrent symptoms. At 3 and 12 months, only 2 and 5 subjects, respectively, reported to be much worse. Most patients were moderately to highly satisfied with their chiropractors and their treatments throughout the study period, and most (range, 84%-99%) would visit a chiropractor again for this or any other spinal complaint.
      Table 4Clinical outcomes for all measurements at baseline, second visit, fourth visit, 3 months, and 12 months
      Clinical outcome measuresBaseline (n = 529)2nd visit (n = 509)4th visit (n = 458)3 mo (n = 476)12 mo (n = 485)
      n%n%n%n%n%
      Neck pain in the 24 h preceding the visit (0-10)
      Ranging from no pain (0) to excruciating pain (10).
       None (0)285.4204.0327.010321.612425.6
       Mild (1-3)12724.618135.921045.921244.520341.9
       Moderate (4-7)30258.426352.219542.614630.712726.2
       Severe (8-10)6011.6407.9214.6153.2306.2
       Mean (SD)4.8 (2.4)4.3 (2.2)3.6 (2.2)2.8 (2.4)2.8 (2.6)
      NDI (0-50)
      Ranging from no disability (0) to severely disabled (50).
       None (0-4)397.48719.016534.716038.8
       Mild (5-14)29856.928361.824150.619346.8
       Moderate (15-24)16030.58017.55912.44911.9
       Severe or “complete” disability (>25)275.281.7112.3102.4
       Median (IQR)12.0 (8.0-17.0)8.0 (5.0-12.0)6.0 (3.0-11.0)7.0 (3.0-11.0)
      Patient satisfaction
       Would you visit a chiropractor again for this or any other complaint? (% yes)99.498.789.983.8
       Degree of satisfaction with the chiropractor (0-10)
      Ranging from not satisfied (0) to very satisfied (10).
      (mean [SD])
      7.7 (1.7)7.8 (1.8)7.7 (1.8)7.6 (2.0)
       Treatment satisfaction (0-40)
      Ranging from not satisfied (0) to very satisfied (40) according to the scale from Cherkin et al.28
      33.5 (5.2)32.7 (6.3)32.9 (6.7)
      Global assessment
       Completely improved30.6132.9459.57014.6
       Much better10220.620645.526355.624050.0
       Somewhat better19439.217538.610722.68317.3
       Unchanged14529.3398.65010.66714.0
       Somewhat worse438.7184.061.3153.1
       Much worse81.620.420.451.0
      En dash (–) indicates missing or unrecorded data.
      a Ranging from no pain (0) to excruciating pain (10).
      b Ranging from no disability (0) to severely disabled (50).
      c Ranging from not satisfied (0) to very satisfied (10).
      d Ranging from not satisfied (0) to very satisfied (40) according to the scale from Cherkin et al.
      • Cherkin D
      • Deyo RA
      • Berg AO
      Evaluation of a physician education intervention to improve primary care for low-back pain. II. Impact on patients.

      Adverse Events After Treatment

      Prevalence of Adverse Events

      Forty-eight percent of those subjects who returned for a second visit indicated a new, related complaint or worsening of the presenting or existing complaint following the first visit (as reported at the second visit), and 26% of those who returned for a fourth visit indicated an adverse event following the second or third visit. In total, 56% of the study population indicated an adverse event following any of the first 3 treatments. At the second visit, most of the subjects (90%) indicated that the event began within 2 days of the treatment. Most (85% and 81% at the second and fourth visits, respectively) perceived the event to have no to minor influence on their activities of daily living.

      Type, Frequency, and Severity of Adverse Events

      In all, 571 and 166 adverse events were registered at the second and fourth treatments, respectively; and only a relatively small percentage of these adverse events were deemed to be severe in intensity (14% and 15%, respectively) (Table 5). The most common adverse events reported at the second and fourth visits were musculoskeletal or pain related (72% and 75% of all events, respectively). Individual nonmusculoskeletal adverse events such as tiredness, dizziness, nausea, or ringing in the ears were relatively uncommon (<8%), although 19% of the study population reported at least one nonmusculoskeletal adverse event at any of the first 3 treatments.
      Table 5Type, frequency, and severity of adverse events, and frequency of intense adverse events recorded at the second and fourth visits
      Type of adverse event
      As defined in the text.
      2nd visit compared with baseline (n = 509)4th visit compared with second visit (n = 458)
      n%
      Percentage of the total number of patients at that measurement period.
      IntensityIntense events
      Defined as an adverse event that scored ≥8 in severity.
      n%
      Percentage of the total number of patients at that measurement period.
      IntensityIntense events
      Defined as an adverse event that scored ≥8 in severity.
      Mean (SD)n%
      Percentage of the total number of patients at that measurement period.
      Mean (SD)n%
      Percentage of the total number of patients at that measurement period.
      Increased treatment-related pain (musculoskeletal)
       Increased pain at the treated area
      For these symptoms, a reaction was considered to be any new symptom (ie, ≥1 on the 11-point NRS).
      14829.15.0 (2.1)203.971.54.7 (1.9)00
       Increased pain >30% in the 24 h preceding the visit11222.04.8 (2.0)81.68518.65.1 (2.0)122.6
       Increased pain at an other treatment-related area
      Percentage of the total number of patients at that measurement period.
      10019.64.7 (2.4)163.1112.45.9 (2.3)20.4
       Headache5110.05.6 (2.3)142.8132.83.7 (1.9)10.2
       Radiating pain92.05.3 (2.7)30.7
      Nonmusculoskeletal
       Tiredness or fatigue397.75.9 (1.9)81.681.74.0 (2.8)10.2
       Dizziness or light-headedness387.55.0 (2.1)50.961.33.8 (2.6)00
       Nausea285.53.8 (2.2)10.261.34.2 (2.2)00
       Ringing in the ears193.73.4 (1.8)0040.93.0 (1.6)00
       Other type of adverse event
      Other complaints include strange feeling in the head, cannot focus/cannot see well, concentration problems/problems with trying to find words to express oneself, bad dreams, burning feeling (location unspecified), problems with jaw, neck “cracks,” stomach pain, joints crack, tired/heavy arms, tingling in the fingers.
      132.65.6 (2.7)40.892.06.8 (2.5)61.3
      Psychological
       Confusion or disorientation142.84.9 (2.2)10.261.31.5 (0.5)00
       Depression or fear91.84.3 (2.4)10.220.41.0 (0)00
      Total no. of events5717816625
      En dash (–) indicates unrecorded data (ie, no baseline comparison).
      a As defined in the text.
      b Defined as an adverse event that scored ≥8 in severity.
      c Percentage of the total number of patients at that measurement period.
      d For these symptoms, a reaction was considered to be any new symptom (ie, ≥1 on the 11-point NRS).
      e Other complaints include strange feeling in the head, cannot focus/cannot see well, concentration problems/problems with trying to find words to express oneself, bad dreams, burning feeling (location unspecified), problems with jaw, neck “cracks,” stomach pain, joints crack, tired/heavy arms, tingling in the fingers.
      The total number of adverse events recorded by individual patients at the second and fourth visits are presented in Table 6. Of those subjects who had an adverse event at the second or fourth visit, the median number of events per patient was 2 (IQR, 1-3) and 1 (IQR, 1-1), respectively. In total, 13% (n = 67 of 529) reported an intense adverse event at any of the first 3 treatments. Of these, 64% (n = 43 of 67) reported only one intense event. However, none of the subjects with an intense adverse event were worse or much worse at the end of the study period. Finally, no serious adverse events were reported during the study period.
      Table 6Total number of adverse events and severe adverse events observed in individual patients at the second and fourth visits
      No. of events per patient2nd visit (n = 509)4th visit (n = 458)
      Adverse eventIntense event
      Defined as an adverse event according to our definition, which also scored ≥8 in intensity on an 11-point NRS.
      Adverse eventIntense event
      Defined as an adverse event according to our definition, which also scored ≥8 in intensity on an 11-point NRS.
      n%n%n%n%
      026652.345689.633974.043695.2
      19518.7356.99420.5204.4
      26112.0122.4122.610.2
      3407.951.081.710.2
      4203.910.230.7
      5152.910.2
      681.600
      ≥740.810.2
      a Defined as an adverse event according to our definition, which also scored ≥8 in intensity on an 11-point NRS.

      Discussion

      In contrast to clinical trials of prescription medication, researchers in the area of conservative care for musculoskeletal complaints have focused their attention on treatment effectiveness and, to a much lesser degree, on adverse events. This study, consisting of patients treated in a wide variety of chiropractic practices and settings, describes both positive and negative, and short- and long-term clinical outcomes for a relatively large study population with neck pain. Although adverse events have been described in previous clinical trials of treatment effectiveness with cervical spine manipulation,
      • Hoving JL
      • Koes BW
      • de Vet HC
      • et al.
      Manual therapy, physical therapy, or continued care by a general practitioner for patients with neck pain. A randomized, controlled trial.
      • Bronfort G
      • Evans R
      • Nelson B
      • Aker PD
      • Goldsmith CH
      • Vernon H
      A randomized clinical trial of exercise and spinal manipulation for patients with chronic neck pain.
      studies such as these provide limited information on these types of events because of their small sample sizes. Earlier studies on adverse events following spinal manipulation have focused on describing types and patterns of adverse events of the entire spine,
      • Cagnie B
      • Vinck E
      • Beernaert A
      • Cambier D
      How common are side effects of spinal manipulation and can these side effects be predicted?.
      • Leboeuf-Yde C
      • Hennius B
      • Rudberg E
      • Leufvenmark P
      • Thunman M
      Side effects of chiropractic treatment: a prospective study.
      • Senstad O
      • Leboeuf-Yde C
      • Borchgrevink C
      Frequency and characteristics of side effects of spinal manipulative therapy.
      • Senstad O
      • Leboeuf-Yde C
      • Borchgrevink CF
      Side-effects of chiropractic spinal manipulation: types frequency, discomfort and course.
      but did not describe positive outcomes. To our knowledge, only one other study has examined both positive and negative clinical outcomes in patients with neck pain undergoing chiropractic treatments
      • Hurwitz EL
      • Morgenstern H
      • Vassilaki M
      • Chiang LM
      Adverse reactions to chiropractic treatment and their effects on satisfaction and clinical outcomes among patients enrolled in the UCLA Neck Pain Study.
      ; however, our study has a larger sample size. In addition, given the study design chosen, it was possible to examine a large number of treatments delivered by a diverse group of chiropractors and was not specifically aimed at the effect of spinal manipulation alone. Therefore, these findings might be more generalizable to clinical practice than those obtained in a single-center, controlled trial setting.
      In short, there are 2 major findings. Firstly, in relation to “risks,” despite the fact that more than half of the study population experienced an adverse event, only 1% (5 subjects) of a cohort who had undergone 4891 treatment consultations reported to be much worse at the end of the study period; and there were no serious neurologic complications reported within the study period. Although the number of patients with an intense adverse event seems high, none of these patients were worse or much worse at the end of the study period; therefore, these adverse events should in no way be misconstrued as a measure or indication of harm or be confused with (the lack of) perceived recovery. In addition, only 2 subjects reported to be much worse at 3 months, when most patients are likely to have completed or discontinued care.
      Secondly, regarding “benefits,” although many of the subjects had chronic, recurrent neck pain and had undergone prior care for this complaint, many patients experienced benefit from the treatment (based upon diminished pain and disability, the percentage of patients recovered and percentage satisfied with care). Furthermore, many responded relatively quickly to treatment (48% were recovered at the fourth visit); and a significant proportion of patients continued to improve up to 3 months (65%). It is, however, difficult to compare these findings to other studies, especially regarding the rate of recovery and involving other forms of therapy, because both the inclusion criteria and outcome measures may differ. The most similar study is a multicenter study of persistent low back pain treated by chiropractors.
      • Leboeuf-Yde C
      • Gronstvedt A
      • Borge JA
      • et al.
      The Nordic back pain subpopulation program: a 1-year prospective multicenter study of outcomes of persistent low-back pain in chiropractic patients.
      Although the pattern of recovery was different, the percentage of patients who became worse was similarly low in both studies.
      The results of this study also confirm earlier work that suggests that adverse events are most prevalent at the beginning of treatment and diminish thereafter in frequency.
      • Leboeuf-Yde C
      • Hennius B
      • Rudberg E
      • Leufvenmark P
      • Thunman M
      Side effects of chiropractic treatment: a prospective study.
      • Senstad O
      • Leboeuf-Yde C
      • Borchgrevink C
      Frequency and characteristics of side effects of spinal manipulative therapy.
      This should have clinical consequences for the practitioner, who might choose to modify his/her treatment approach or limit himself/herself to certain interventions at the start of treatment when the patient is more likely to have a reaction.
      Another important finding was that some of the same symptoms that are often viewed as a consequence of treatment, such as headache, nausea, dizziness, tiredness, or depression, were present in many subjects at baseline. Furthermore, more than one fifth noted that the symptom was severe in intensity at baseline. This underlies the fact that without a proper reference, there is the real potential to erroneously ascribe previously unreported symptoms to the treatment. In fact, according to our study, many of these concomitant symptoms decreased following the first treatment and continued to improve following the second and third treatments. However, the prevalence of these symptoms returned to their baseline values at 3 and 12 months, suggesting either a short-term positive effect of the treatment or placebo effect.
      There are some limitations to this study, however. Firstly, in relation to the data collection, the questionnaires used have not been previously validated, although they were modeled after previous side effects studies.
      • Leboeuf-Yde C
      • Hennius B
      • Rudberg E
      • Leufvenmark P
      • Thunman M
      Side effects of chiropractic treatment: a prospective study.
      • Senstad O
      • Leboeuf-Yde C
      • Borchgrevink C
      Frequency and characteristics of side effects of spinal manipulative therapy.
      Furthermore, given the method of data collection in the clinics (ie, close-ended, self-reported questionnaires), the possibility of response bias cannot be ruled out, meaning it is possible that prompting a patient about the presence or absence of a symptom via the questionnaires might have led to overreporting.
      Secondly, the lack of a control group means that it cannot be determined whether the observed adverse events or recovery is a response to the treatment or the result of natural history. Although a control group is obviously desirable, studies such as this one are best designed to describe patterns and changes over time, to investigate the relationship between prognostic factors and outcomes, and to identify subgroups most likely to respond to manipulation for investigation in future clinical trials. Additional reports are forthcoming from this data set.
      Thirdly, although this was a prospective study, there is also the potential for recall errors because patients were required to remember and report something about a reaction that took place at prior visit(s). However, almost all (90%) of the second visits had taken place shortly following the first visit, whereas most (79%) of the fourth visits took place within a month of the first visit, so this error is likely to be minimal.
      Fourthly, because a convenience sampling of chiropractors was used to collect data, it is possible that more cautious and conservative chiropractors participated. However, a comparison of the practice characteristics of the participating chiropractors with the results of a recent study conducted in the Netherlands,
      • Imbos N
      • Langworthy J
      • Wilson F
      • Regelink G
      Practice characteristics of chiropractors in the Netherlands.
      and with a relatively recent European study,
      • Pedersen P
      • Breen AC
      An overview of European chiropractic practice.
      suggests that participants in this study were sociodemographically similar to their nonparticipating colleagues.
      Fifthly, it is possible that those patients deemed by the practitioners likely to have a favorable outcome were more readily recruited. Analysis of recruitment in a sample of 5 of the participating practices revealed that, on average, 78% of the eligible patients were recruited; therefore, recruitment bias was likely to be minimal. Furthermore, practices that saw the highest number of new patients during the recruitment period recruited the fewest eligible patients; therefore, it seems more likely that failure to include individual patients was the result of time constraints in the practices.
      Lastly, imaging of the cervical spine was only performed when necessary, at the discretion of the chiropractor. In the Netherlands, few chiropractors have their own radiograph apparatus; and few refer for imaging. Consequently, it is possible that underlying pathology might have been missed by the clinician. However, only one patient was found to have serious pathology; and she was identified at the beginning of the study (based upon history and physical examination) and was excluded from participation. Furthermore, we had a high follow-up rate at the end of the study and no other cases were identified during this period, so this is unlikely to have influenced our results.

      Implications for Clinical Practice

      Patients respond quickly to care, with the most dramatic improvement occurring in the first 3 treatments. After 3 months, a small percentage will have recurrent symptoms, whereas some will continue to improve; however, most of the patients remain stable. Clinicians should be aware that extended treatment programs might have limited added value when patients do not demonstrate some reasonable improvement by the fourth visit.

      Implications for Research

      Many symptoms resembling an adverse event were present in nearly all the subjects at baseline and diminished in frequency in the population during the first 3 months. This demonstrates the need to record baseline status for concomitant symptoms to avoid erroneously ascribing their incidence to treatment.

      Conclusion

      Despite the fact that adverse events following treatment are common, and in some cases severe in intensity, this study shows that the benefits of chiropractic care for neck pain seem to outweigh the potential risks.

      Practical Applications

      • Most patients in this study had chronic, recurrent complaints; mild to moderate disability of the neck; and a mild amount of pain at baseline.
      • Approximately half of the cohort was recovered at the fourth visit from their presenting complaint, whereas approximately two thirds were recovered at 3 and 12 months.
      • Fifty-six percent of the study population indicated an adverse event after any of the first 3 treatments, which was typically musculoskeletal or pain related and was mild to moderate in intensity. Only 5 subjects (1%) reported to be much worse at 12 months.
      • Although adverse events are common, many patients benefit from treatment.
      • For the participants in this study, the benefits of chiropractic care for neck pain seem to outweigh the potential risks.

      Acknowledgment

      This study was partially funded by The European Chiropractors' Union (grant number A.03-1) and by the Foundation for Chiropractic Education and Research (Fellowship number 06-03-04).

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